Table of Contents
Our full content library is available exclusively to Small-Cap Institute members.
If you are an officer or director of a public company, membership is free, and you may join here.
Capital Markets
- Investor Interaction
- Why the Investor Meeting You Just Had…Didn’t Go As Well As You Think (Part 1 of 2) PUBLIC
- Why the Investor Meeting You Just Had…Didn’t Go As Well As You Think (Part 2 of 2) PUBLIC
- SEC Regulation FD: “Fair” Disclosure, Not “Fear” Disclosure MEMBERS
- Memo to Small-Cap CEOs: The Investor You Just Met With Might Not Be an Investor PUBLIC
- Webinar: Better Investor Meetings with the Buy-side PUBLIC
- Investment Conferences: Choosing the Right Event For Your Company MEMBERS
- Non-Deal Roadshows: A Primer MEMBERS
- 10 Ways Your Quarterly Earnings Call is Driving Investors Crazy MEMBERS
- A Step By Step Approach to Avoiding Common Mistakes When Board Members Engage with Shareholders PUBLIC
- Value Destructive Nonfinancial Press Releases MEMBERS
- Quarterly Earnings Press Releases: What Investors Actually Think When You…. MEMBERS
- Investor Perspectives on Small-Cap Website Failures MEMBERS
- IR Website Compliance – Are You Prepared for an SEC IR Website Compliance Review? MEMBERS
- 10 Social Media Ground Rules for Small-Cap CEOs MEMBERS
- Invest in Owner Management MEMBERS
- Bridging the Chasm: What Small-Cap Investors Want Board Members to Know MEMBERS
- The Underappreciated Nexus Between Speaking Skills and Share Price MEMBERS
- Issuer-Paid Equity Reseach: Should You or Shouldn’t You? PUBLIC
- Should Your Company Have a LinkedIn Company Page? MEMBERS
- Investors Talk About Company PowerPoint Presentations MEMBERS
- “About Us” Videos Are a Necessity, but Less is More PUBLIC
- PR: A Misunderstood and Overlooked Micro-Cap “X” Factor MEMBERS
- Common Mistakes & Misunderstandings
- What Most Small-Cap Leaders Get Wrong About Trading Volume MEMBERS
- Few Small-Cap CEO Understand This Math, And It Costs Them Millions MEMBERS
- How Sell-Side Research Analysts Make Money: An Insider’s Primer for Small-Cap Officers and Directors MEMBERS
- Sell-Side Equity Research Coverage: Clarifying Persistent CEO Misconceptions MEMBERS
- Three Characteristics of Companies That Successfully Uplist (truncated) PUBLIC
- Three Characteristics of Companies That Successfully Uplist MEMBERS
- There Are Good Reasons Why Most Small-Cap Buy-Backs Are Ignored… Or Worse MEMBERS
- Small-Cap Fact Patterns Investors Avoid: The First Ever “Cheat Sheet” for CEOs MEMBERS
- M&A
- An M&A Process That Creates Value: What Every CEO Should Know (Part 1 of 3 – Planning and Strategy) PUBLIC
- An M&A Process That Creates Value: What Every CEO Should Know (Part 2 of 3 – Due Diligence on the Target) MEMBERS
- An M&A Process That Creates Value: What Every CEO Should Know (Part 3 of 3 – Due Diligence on the Target) MEMBERS
Corporate Finance
- General
- 5 Financing Mistakes Small-Caps Make, and the Industries That Hope It Continues PUBLIC
- Comprehensive Overview of Small-Cap Financing Structures MEMBERS
- The Road to Successful Financings Is Paved with Brutal Frankness PUBLIC
- There’s Only One Replicable Way to Select the Right Investment Bankers: Start with Data MEMBERS
- Reg A+ Mini IPOs and Institutional Investors – A Reality Check PUBLIC
- Selecting ATM Bankers MEMBERS
- Some frank observations about what small-cap officers/directors routinely get wrong about ATMs MEMBERS
Corporate Governance
- General
- A Differentiated, Practical Methodology for Analyzing Public Company Board Seat Opportunities MEMBERS
- A Differentiated, Practical Methodology for Analyzing Public Company Board Seat Opportunities (truncated – public) PUBLIC
- Most Board Members Underestimate Two Key Risks PUBLIC
- Navigating the Twists and Turns of Director and Officer Risk Today MEMBERS
- Examples of Great Small-Cap Boards in Action PUBLIC
- Investors’ Favorite Small-Cap Boardroom Hire PUBLIC
- Be Very Careful When Moving a Board Member into the C-Suite MEMBERS
- Small-Cap CEOs: Think Twice Before Adding a Large-Cap Executive to Your Board PUBLIC
- WEBINAR: 7 Value-Killing Small-Cap Boardroom Mistakes MEMBERS
- Board Compensation in Small-Cap Life Sciences Companies: The Elusive Data MEMBERS
- Memo to Small-Cap Boards: Don’t Outsource Your Proxy Filings to Lawyers MEMBERS
- Why Investors Care So Much About Who Is On Your Board PUBLIC
- Optimizing CFO-Board Relations in High-Growth Companies: A Conversation with Jeff Epstein (former CFO of Oracle) MEMBERS
- 3 Critical Small-Cap Challenges Awaiting New Board Members That No One Talks About PUBLIC
- Shareholder Activism
- What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 1 of 4: Who Are They, and Why Are They Here?) PUBLIC
- What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 2 of 4: Who Are They… A Deeper Dive) PUBLIC
- What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 3 of 4: How to Avoid Triggering Activist Activity) MEMBERS
- What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 4 of 4: Activists Are at the Door. Now What?) MEMBERS
- ESG
Operations
- General
- Cybersecurity Pitfalls to Avoid While Working from Home MEMBERS
- Moving Beyond 5 Common Cybersecurity Myths to the Real Goal: Resilience MEMBERS
- Why Small-Caps Are Often A Better Target For Cyber Criminals MEMBERS
- Pandemic Teach-In: Small-Cap Leaders Weigh in on Leadership MEMBERS
- “Don’t Have In-House Counsel? It’s a Serious Added Risk” MEMBERS
Service Providers
- General
- The Systemic Dilemma for Small-Cap Service Providers PUBLIC
- Investor Relations: Hiring the Right Firm and Setting Expectations MEMBERS
- Top 5 Ways CFOs Can Fine Tune Relationships with Outside Auditors MEMBERS
- Audit Firm Selection: Why it Really Matters MEMBERS
- 5 Common Mistakes Small-Caps Make When Purchasing D&O Insurance MEMBERS
- An Investor’s Warning Regarding “Do-It-All Advisors” MEMBERS
- Off the Record: Investors and Execs on Being Smarter About Lawyers and Fees MEMBERS
Interviews/Books
- CEO Corner with Billy Prim, Founder of Blue Rhino and Primo Water (podcast) PUBLIC
- CEO Corner with Garry Ridge, CEO of WD-40 Company (podcast) PUBLIC
- SCI Insights: Candid, Off the Record Q&A with an Institutional Investor & Board Member (print) PUBLIC
- CEO Corner with Karen Zaderej, Chairman, CEO, and President of Axogen Corporation (podcast) PUBLIC
- SCI Exclusives: A Candid Interview with Legendary Fund Manager John W. Rogers, Jr. (video) PUBLIC
- SCI Exclusives: From Large-Caps to Startups with Tech Veteran Caroline Tsay (video) PUBLIC
- SCI Exclusives: Unique Small-Cap Boardroom Challenges with Fund Manager Joseph Manko (video) PUBLIC
- SCI Book Highlights: The Imperfect Board Member – Discovering the Seven Disciplines of Governance Excellence (print) PUBLIC