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What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 4 of 4: Activists Are at the Door. Now What?)
by Beatriz Infante Part 1 of this primer covers why small-cap companies can frequently be magnets for activist challenges. Part 2 discusses the different kinds of activist investors in greater detail, and what motivates them. Part 3 discusses concrete steps CEOs and...
What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 3 of 4: How to Avoid Triggering Activist Activity)
by Beatriz Infante Part 1 of this primer covers why small-cap companies can frequently be magnets for activist challenges. Part 2 discusses the different kinds of activist investors in greater detail, and what motivates them. Part 3 discusses concrete steps CEOs and...
What Every Small-Cap CEO Needs to Know about Shareholder Activism (Part 2 of 4: Who Are They… A Deeper Dive)
by Beatriz Infante Part 1 of this primer covers why small-cap companies can frequently be magnets for activist challenges. Part 2 discusses the different kinds of activist investors in greater detail, and what motivates them. Part 3 discusses concrete steps CEOs and...

Small-Cap Fact Patterns Investors Avoid: The First Ever “Cheat Sheet” for CEOs
Here’s a “cheat sheet” for a CEOs with respect to money-losing precedents seasoned small-cap investors know too well.

An M&A Process That Creates Value: What Every CEO Should Know (Part 2 of 3 – Due Diligence on the Target)
Part 2 describes how small-cap CEOs can better understand the business culture of an acquisition target and the potential for friction between workforce cultures, attitudes, and compensation schemes.

An M&A Process That Creates Value: What Every CEO Should Know (Part 3 of 3 – Due Diligence on the Target)
Part 1 of this series focused on the most important aspects of planning and strategy in a mergers and acquisitions (M&A) process. Part 2 detailed the necessary components of due diligence on a target company. Part 3 will describe how to manage present and emerging risks that can crop up in any M&A transaction.

An Investor’s Warning Regarding “Do-It-All” Advisors
“CEOs too often fall victims to advisors who promise to deliver fast, impactful change.”

Investor Perspectives On Small-Cap Website Failures
Investors are constantly surprised by the disconnect between what they expect to find[1] on corporate websites, and what they actually find. This disconnect can erode a tangible amount of shareholder respect. Some key things that small-cap officers and directors may...

Audit Firm Selection: Why it Really Matters
If all you did was read The Wall Street Journal or watch CNBC, you’d think these are the only audit firms in the country.
But that is not the case at all.

SEC Regulation FD: “Fair” Disclosure, Not “Fear” Disclosure
SEC Regulation FD has been with us for 18 years, and even when new it did not introduce any radical new concepts. However, it remains one of the most misunderstood SEC rules.