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PUBLIC CONTENT

What Most Small-Cap Leaders Get Wrong About Trading Volume

What Most Small-Cap Leaders Get Wrong About Trading Volume

Few things matter more to thousands of small-cap companies than trading volume. And yet, few aspects are more misunderstood. This article discusses five critical concepts about trading volume that small-cap officers and directors routinely misunderstand, hurting shareholders in the process (including, financings, M&A, where trading volume comes from, and where it doesn’t come from).

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SUBSCRIBER CONTENT

Why Investors Care So Much About Who Is On Your Board

“… [E]xecutives who view boards as a nuisance only undermine themselves and the company’s prospects for long-term growth.” Larry Fink, CEO, BlackRock (January 2018) “… [T]he long-term prosperity of millions of American workers, retirees and investors depends on the...

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Non-Deal Roadshows: A Primer

by James CarbonaraWhat is an NDR (non-deal roadshow)A non-deal roadshow, or NDR, is a series of investor meetings not associated with an active deal or active financings. That said, if you raise money in the future, investors you meet with on an NDR are potentially...

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Selecting ATM Bankers

At-the-market offerings (ATMs) are unique financing mechanisms, because stock is sold intraday – without a fixed price – into the natural flow of trading.  Unlike other financing mechanisms, ATMs provide issuers with a high degree of control over the timing, size, and...

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